Which Government Entity Oversees Agili?

As a Registered Investment Adviser (RIA), we are registered with the U.S. Securities and Exchange Commission (SEC) and are subject to an extensive set of rules and regulations. We act as a fiduciary and are required by the SEC to work in our clients’ best interest – which separates us from brokers and other advisors not registered with the SEC or any state securities regulator.  Furthermore, the SEC conducts regular audits of all RIA firms, Iike Agili. These audits review firm operations and communications to ensure regulatory compliance.

The Agili Team

The Agili Team

Do You Have More Questions for Agili?

If you have more questions about Agili, we’d love to talk. Or you can review our Frequently Asked Questions.